Morgan Stanley Japan Securities Co., Ltd. is a leading provider of investment banking, sales & trading, securitization and real estate products and services to corporations and institutional clients. The company is 100% indirectly owned by Morgan Stanley, the ultimate parent entity.

 

Major Business

Financial Instruments Business

 

Important Notice

Chairman:	Makoto Fukuda
President and Representative Director:	Jonathan B. Kindred
Representative Director:	Haruo Nakamura
Vice Chairman and Director:	Kohei Yuki
Vice Chairman:	Tsunehiro Watabe
Director:	Masashi Hamanaka
Director:	Philip Quirk
Director:	Yasuo Sato
Director:	Alberto Tamura
Director:	Mikio Yamashita
Corporate Auditor:	Michio Akachi

 

Organization Chart

As of June 15, 2009

Selected Financial Data

Morgan Stanley Japan Securities (Fiscal year ending March 31, 2009)   JPY in billion Operating Revenues 96.4 Commission Revenues 29.5 Financial Income 41.8 Trading Profit/Loss 31.8 Interest Expenses 35.9 Net Operating Revenues 60.5 Recurring Profit/Loss (Before Goodwill Amortization)* (2.5) Recurring Profit/Loss (After Goodwill Amortization)* (45.5) Net Profit/Loss (28.8)

 

* Depreciation including Amortization of Goodwill, as part of the Sales, General and Administrative Expenses, was JPY 43.3 billion

Notes:

・	Results rounded to one decimal place.
・	The content herein is extracted from our “Annual Business Report (Disclosure Booklet)” for the period ending March 31, 2009 prepared for public disclosure as required by Article 46 - 4 of the Financial Instruments and Exchange Law.

Establishment:	March 6, 1984* *Establishment date for Morgan Stanley International Ltd. (Tokyo Branch)
Capital:	JPY 105,197,122,665 (as of October 29, 2009)
Address:	Yebisu Garden Place Tower 4-20-3 Ebisu, Shibuya-ku Tokyo 150-6008 Japan Map
	Tel: 03-5424-5000 / 03-5723-5000 Fax: 03-5424-5099 / 03-5723-5099

Exchange Memberships

- Tokyo Stock Exchange, Inc. (General Trading Participant)
- Osaka Securities Exchange Co., Ltd. (Cash and Futures Trading Qualifications, Clearing Participant)
- Nagoya Stock Exchange, Inc. (Stock Index Options Trading Participant)
- Jasdaq Securities Exchange, Inc. (Trading Participant)
- Tokyo Financial Exchange Inc. (Clearing Participant - Euroyen Futures, Yen Swapnote and Interest Rate Futures etc.)
- Tokyo Commodity Exchange (Broker)

 

Industry Organization Memberships

- Japan Securities Dealers Association (JSDA)
- The Financial Futures Association of Japan (FFAJ)
- The Commodity Futures Association of Japan (CFAJ)

 

Other Memberships

- Japan Investor Protection Fund (JIPF)
- National Futures Protection Fund (NFPF)

 

License

- Money Lending Business Registration: Governor of Tokyo (2) No. 29805
- Real Estate Transaction Business: Governor of Tokyo (1) No. 85318